A licensed platform for conducting securities-related activities within an internationally recognised regulatory framework.
LABUAN SECURITIES Licensee
A Labuan Securities License is a company licensed under the Labuan Financial Services and Securities Act 2010 (LFSSA) to carry out securities-related activities. This includes the following:
i) Investment Advices :
Providing advice concerning securities including the issuance or promulgation of research report and analysis.
Providing consultancy and advisory services relating to corporate finance and financial planning matters for corporate client.
Conducting analysis and making recommendations relating to investment based on client’s investment objectives and financial situation.
ii) Administrative Services :
Making submissions on behalf of clients to Labuan FSA in respect of securities including any other reporting requirements.
Issuing any documents which are deemed to be a prospectus under the LFSSA/LIFSSA and the LCA.
iii) Dealing in securities :
Quoting two-way prices and dealing in securities
Arranging for the sale or purchase of securities including that are not listed on a stock market or a stock exchange, issued by, belonging to or on behalf of clients.
BENEFITS
Tax Advantages : – Subject to Labuan’s low tax regime (3% of audited net profits subject to fulfilment of the substance requirements.)
Wide Scope : – Can deal in equities, bonds, derivatives, structured products, and provide advisory services.
International Credibility : – Licensing under Labuan FSA enhances investor confidence and global recognition.
Flexibility : – Ability to serve institutional, corporate, and high-net-worth clients regionally and globally.
Cost-Efficient Setup : – Lower incorporation and operational costs compared to other international financial centers.
SAMPLE USE CASE
An investment advisory firm sets up a Labuan Securities Licensee Company to provide cross-border investment advisory and securities trading services for Southeast Asian high-net-worth individuals. The company arranges bond issuances for corporate clients and advises investors on equity investments in regional markets. By using the Labuan license, the firm benefits from international recognition, a favourable tax structure, and a cost-effective platform to expand its securities business globally.
Head Office
Unit Level 11(A), Main Office Tower, Financial Park Labuan, Jalan Merdeka, 87000 FT Labuan, Malaysia
Marketing Office
19A-25-1, Business Suite, UOA Centre, No.19, Jalan Pinang, 50450 FT Kuala Lumpur, Malaysia
